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Nathan Ummel

WELLINGTON INVESTMENT ADVISORS
BLOOMINGTON, IN 47408
CRD#: 8238016
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NU
Nathan UmmelWELLINGTON INVESTMENT ADVISORS

Professional summary

Nathan Ummel is a registered financial advisor currently at WELLINGTON INVESTMENT ADVISORS located in Bloomington, Indiana.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Nathan has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Ummel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

WELLINGTON INVESTMENT ADVISORS

Office #1: 121 E. 6th Street Suite 2, Bloomington, IN 47408
RIA
CRD#: 283853
BLOOMINGTON, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS

CRD#: 283853 / SEC#: 801-121578

RIA
Registered Investment Advisory firm - (6/23/2021 Approved)
Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)
Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)
Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)
Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(5/27/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2026
Uniform Investment Adviser Law Examination

Current Firm

WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS

CRD#: 283853 / SEC#: 801-121578

RIA
Registered Investment Advisory firm - (6/23/2021 Approved)
Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)
Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)
Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)
Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)
Loading...

Contact information

Main Address
121 E. 6th Street Suite 2, Bloomington, IN 47408
Mailing Address
Phone number
(812) 333-0874
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLINGTON INVESTMENT ADVISORS BROCHURE (3/25/2025)
WELLINGTON INVESTMENT ADVISORS WRAP BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts984
AUM (Assets Under Management)$ 233,429,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON INVESTMENT ADVISORS

CRD#: 283853Bloomington, IN 47408

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