Kenneth L. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lawrence Parker, who also goes by Ken Parker, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1976. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2008 - December 31, 2013
PARKER/RENTZ FINANCIAL ADVISORS, LLC
July 9, 2004 - October 11, 2006
J.P. TURNER & COMPANY, L.L.C.
February 5, 2001 - July 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2001 - July 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 1997 - February 8, 2001
PRUDENTIAL EQUITY GROUP, LLC
December 16, 1994 - April 18, 1996
J.P. MORGAN SECURITIES LLC
August 17, 1993 - June 30, 1994
FIRST UNION CAPITAL MARKETS CORP.
September 26, 1978 - March 29, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 1976 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/1/1978
AMEX Put and Call ExamSeries 8
Date: 8/23/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PARKER/RENTZ FINANCIAL ADVISORS, LLC
CRD#: 143821 / SEC#:
Contact information
Red Flags
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