Donald N. Klahre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Norton Klahre, who also goes by Don Klahre, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1976. Donald had worked at 14 firms and has passed the Series 65, Series 63, Series 6, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2018 - October 30, 2019
OSBORNE PARTNERS
October 6, 2017 - December 22, 2017
CAMARDA WEALTH ADVISORY GROUP
June 5, 2015 - December 31, 2015
UK PENSION CONSULTANTS LLC
November 20, 2014 - March 2, 2015
BRITE ADVISORS USA, INC.
June 28, 2012 - November 15, 2013
FISHER INVESTMENTS
March 2, 2009 - August 7, 2009
FISHER INVESTMENTS
October 4, 2001 - July 12, 2002
QUASAR DISTRIBUTORS, LLC
December 21, 2000 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
September 15, 1997 - October 30, 1998
FIRST FUND DISTRIBUTORS, INC.
July 31, 1993 - December 15, 1993
CITIGROUP GLOBAL MARKETS INC.
November 9, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
August 15, 1986 - November 16, 1989
FFCA SECURITIES CORPORATION
August 21, 1979 - September 17, 1984
E. F. HUTTON & COMPANY INC
July 16, 1979 - September 17, 1979
LEHMAN BROTHERS INC.
January 18, 1978 - July 16, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
June 25, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 2,358,840,039 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 01/03/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
