Robert S. Condon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stiles Condon, who also goes by Bob Condon, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2021 - June 23, 2021
GLOBAL ASSETS ADVISORY, LLC
November 17, 2020 - January 19, 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
November 17, 2020 - June 23, 2021
INTERNATIONAL ASSETS ADVISORY, LLC
January 4, 2008 - November 18, 2020
COMMONWEALTH FINANCIAL NETWORK
January 2, 2008 - November 18, 2020
COMMONWEALTH FINANCIAL NETWORK
December 15, 1997 - December 31, 2007
CINCINNATI ANALYSTS, INC.
August 8, 1994 - December 31, 2007
CINCINNATI ANALYSTS, INC.
January 13, 1993 - August 19, 1994
ASSOCIATED SECURITIES CORP.
April 11, 1990 - December 31, 1992
PATTERSON FINANCIAL SERVICES, INC.
April 1, 1985 - June 27, 1989
LIQUIDITY FINANCIAL ADVISORS, INC
May 16, 1983 - June 5, 1984
LANDSING CAPITAL CORPORATION
October 2, 1978 - January 12, 1987
FIRST AMERICA EQUITIES CORP.
June 24, 1976 - October 23, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
GLOBAL ASSETS ADVISORY, LLC
CRD#: 300460 / SEC#: 801-114946
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ASSETS ADVISORY, LLC
CRD#: 300460 / SEC#: 801-114946
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,213 |
| AUM (Assets Under Management) | $ 338,145,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
