David M. Fluett

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CRD#: 823638

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Michael Fluett, AIF® was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1976. David had worked at 9 firms and has passed the Series 65, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

July 9, 2019 - April 8, 2025

FAIRHAVEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 173771

WHEATON, IL

Past

October 27, 2005 - December 9, 2019

CORE CAPITAL SOLUTIONS LLC

RIA

CRD#: 136604

NAPERVILLE, IL

Past

January 30, 2002 - November 3, 2005

HALBERT HARGROVE

RIA

CRD#: 105515

OAK BROOK, IL

Past

October 26, 1997 - December 31, 2002

TWENTY TWENTY ADVISORS

RIA

CRD#: 107035

OAK BROOK, IL

Past

June 11, 1986 - June 26, 1989

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

Past

October 6, 1983 - February 19, 1986

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

August 22, 1983 - January 25, 1984

BURTON J. VINCENT, CHESLEY & CO.

CRD#: 6768

Past

June 5, 1979 - February 10, 1983

BURTON J. VINCENT, CHESLEY & CO.

CRD#: 6768

Past

July 13, 1978 - March 26, 1979

BECKER PARIBAS INCORPORATED

CRD#: 7635

Past

June 24, 1976 - July 13, 1978

BECKER SECURITIES INCORPORATED

CRD#: 6796

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRHAVEN WEALTH MANAGEMENT, LLC

CRD#: 173771 / SEC#: 801-80596

RIA

Registered Investment Advisory firm - (12/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1990

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 5

Date: 11/17/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/19/1976

General Securities Representative Examination

Current Firm

FAIRHAVEN WEALTH MANAGEMENT, LLC

CRD#: 173771 / SEC#: 801-80596

RIA

Registered Investment Advisory firm - (12/17/2014 Approved)

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Contact information

Main Address

104 E. Roosevelt Road Suite 100, Wheaton, IL 60187

Mailing Address

Phone number

(630) 333-9207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRHAVEN WEALTH PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,576
AUM (Assets Under Management)	$ 783,193,210

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/18/2024	Cover Page	Report
10/27/2023	Cover Page	Report
07/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Fluett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORE CAPITAL SOLUTIONS LLC

HALBERT HARGROVE

TWENTY TWENTY ADVISORS

NORTHERN TRUST SECURITIES, INC.

PRESCOTT, BALL & TURBEN, INC.

BURTON J. VINCENT, CHESLEY & CO.

BURTON J. VINCENT, CHESLEY & CO.

BECKER PARIBAS INCORPORATED

BECKER SECURITIES INCORPORATED

Primary Firm SEC Registration

FAIRHAVEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1990

Series 5

Date: 11/17/1982

Series 7

Date: 6/19/1976

Current Firm

FAIRHAVEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAIRHAVEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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