Jack K. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Kay Myers was a registered financial advisor .
Jack is a previously registered financial advisor and started their career in finance in 1982. Jack had worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1995 - September 14, 2005
DUNWOODY BROKERAGE SERVICES, INC.
November 9, 1993 - December 7, 1994
DUNWOODY BROKERAGE SERVICES, INC.
April 16, 1991 - December 31, 2013
TOTAL ASSET PLANNING, INC
April 1, 1991 - November 26, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 3, 1987 - May 30, 1990
PRUCO SECURITIES, LLC.
April 19, 1983 - April 1, 1991
PW SECURITIES, INC.
March 17, 1982 - July 16, 1982
OLD SLIP CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1976
Registered Representative ExaminationCurrent Firm
DUNWOODY BROKERAGE SERVICES, INC.
CRD#: 31183 / SEC#: , 8-45423
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
