YM
Yuanming Mao
SAPPHIRE WEALTH ADVISORY
WESTMINSTER, CA 92683
CRD#: 8233604
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YM
Yuanming MaoSAPPHIRE WEALTH ADVISORY
Professional summary
Yuanming Mao is a registered financial advisor currently at SAPPHIRE WEALTH ADVISORY located in Westminster, California.
Yuanming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Yuanming has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Yuanming Mao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2026 - Present
SAPPHIRE WEALTH ADVISORY
Office #1: 6312 Garden Grove Blvd, Westminster, CA 92683RIA
CRD#: 341280
WESTMINSTER, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2026)
Current Firm
SW
SAPPHIRE WEALTH ADVISORY
SAPPHIRE WEALTH ADVISORY | SAPPHIRE WEALTH ADVISORY LLC
CRD#: 341280 / SEC#:
California
Registered Investment Advisory firm - (4/10/2026 Approved)Loading...
Contact information
Main Address
6312 Garden Grove Blvd, Westminster, CA 92683
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees
Red Flags
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