Paul E. Walstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Eugene Walstrom was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1976. Paul had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - April 15, 2010
LA PEW FINANCIAL PLANNERS
August 11, 1992 - June 3, 1996
SUNPOINT SECURITIES, INC.
March 8, 1991 - June 7, 1991
VIP FINANCIAL COMPANIES, INC.
June 18, 1989 - December 31, 1990
SUNAMERICA SECURITIES, INC.
July 12, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
January 28, 1988 - March 30, 1988
GRAYSTONE NASH, INC.
December 18, 1986 - December 31, 1987
CETERA ADVISORS LLC
August 19, 1980 - March 4, 1985
WALL STREET WEST, INC.
June 15, 1976 - July 13, 1977
TCA MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/11/1976
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
