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JC

James B. Craver

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CRD#: 823298
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Bernard Craver, who also goes by Jim Craver, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1991. James had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 6, Series 24, Series 30 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jim Craver

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRACTICING ATTORNEY. OUTSIDE LEGAL COUNSEL TO MEEDER FUNDS, A FAMILY OF FUNDS LOCATED IN DUBLIN, OH. OUTSIDE LEGAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF CROW POINT PARTNERS, LLC, A FEDERALLY REGISTERED INVESTMENT ADVISER LOCATED IN HINGHAM, MA, CRD 141836. FOR EACH CLIENT I SPEND ABOUT 20 HOURS PER MONTH.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 1, 2016 - February 26, 2024

OLIVER INVESTMENTS

RIA
CRD#: 173769
WOBURN, MA
Past

June 9, 1997 - January 27, 2014

MEEDER DISTRIBUTION SERVICES, INC.

BD
CRD#: 36773
DUBLIN, OH
Past

June 25, 1992 - May 15, 1996

DSIL INVESTMENT SERVICES LLC

BD
CRD#: 30149
NEW YORK, NY
Past

April 23, 1992 - May 13, 1996

PDR DISTRIBUTORS, INC.

BD
CRD#: 29002
Past

June 21, 1991 - May 15, 1996

SWISSKEY FUND SERVICES, INC.

BD
CRD#: 27867
Past

May 20, 1991 - May 14, 1996

CFBDS, INC.

BD
CRD#: 15648
BOSTON, MA
Past

May 20, 1991 - May 14, 1996

59 WALL STREET DISTRIBUTORS, INC.

BD
CRD#: 26989
BOSTON, MA
Past

February 8, 1991 - October 4, 1995

SIGNATURE BROKER-DEALER SERVICES, INC.

BD
CRD#: 24377
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 30
Date: 10/26/1993
NFA Branch Manager Examination
Principal/Supervisory Exam

Current Firm


OI
OLIVER INVESTMENTS
OLIVER INVESTMENTS | OLIVER INVESTMENTS LLC

CRD#: 173769 / SEC#: 801-119664

Massachusetts
Registered Investment Advisory firm - (11/1/2016 Approved)
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Contact information


Main Address
12 Gill Street Suite 5450, Woburn, MA 01801
Mailing Address
Phone number
(781) 686-7953
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OLIVER INVESTMENTS

CRD#: 173769

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