Georgiana Purdy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgiana Purdy was a registered financial professional .
Georgiana is a previously registered financial professional and started their career in finance in 2026. Georgiana had worked at 1 firm and has passed the Series 63, Series 65 and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2026 - March 16, 2026
NORTHWEST QUADRANT WEALTH MANAGEMENT
Primary Firm SEC Registration
NORTHWEST QUADRANT WEALTH MANAGEMENT
CRD#: 158455 / SEC#: 801-72636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWEST QUADRANT WEALTH MANAGEMENT
CRD#: 158455 / SEC#: 801-72636
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,771 |
| AUM (Assets Under Management) | $ 579,712,539 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
