Frank N. Scott
Professional summary
Frank Nicholas Scott JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial advisor and started their career in finance in 1976. Prior to being barred, Frank had worked at 4 firms, which includes QA3 FINANCIAL LLC, QA3 FINANCIAL CORP., FRANK N. SCOTT SECURITIES INC., ANCHOR NATIONAL FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2002 - October 29, 2004
QA3 FINANCIAL LLC
May 24, 2002 - October 29, 2004
QA3 FINANCIAL CORP.
May 13, 1980 - April 23, 1984
FRANK N. SCOTT SECURITIES INC.
June 8, 1976 - November 8, 1976
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/2/1976
Registered Representative ExaminationSeries 00
Date: 5/12/1980
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
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