KE
Kiran Ellis
CAPITAL Q MANAGEMENT
MAITLAND, FL 32751
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CRD#: 8232232
KE
Kiran EllisCAPITAL Q MANAGEMENT
Professional summary
Kiran Ellis is a registered financial advisor currently at CAPITAL Q MANAGEMENT LLC located in Maitland, Florida.
Kiran is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Kiran has worked at 1 firm and has passed the Series 65 and SIE exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2026 - Present
CAPITAL Q MANAGEMENT LLC
Office #1: 100 East Faith Terrace Suite 1016, Maitland, FL 32751CRD#: 305337
MAITLAND, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/13/2026)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CQ
CAPITAL Q MANAGEMENT LLC
CAPITAL Q MANAGEMENT LLC | CAPITAL Q VENTURES INC.
CRD#: 305337 / SEC#: 801-135011
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Contact information
Main Address
100 East Faith Terrace Suite 1016, Maitland, FL 32751
Mailing Address
Phone number
(407) 307-2277
Established
Firm type
Fiscal year end
# of Employees
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 11/21/2025 |
| Arizona | ERA - Withdrawn | 11/21/2025 |
| California | ERA - Withdrawn | 11/21/2025 |
| Florida | ERA - Withdrawn | 11/21/2025 |
| Georgia | ERA - Withdrawn | 11/21/2025 |
| Indiana | ERA - Withdrawn | 11/21/2025 |
| Kentucky | ERA - Withdrawn | 11/21/2025 |
| Maryland | ERA - Withdrawn | 11/21/2025 |
| Michigan | ERA - Withdrawn | 11/21/2025 |
| Ohio | ERA - Withdrawn | 11/21/2025 |
| Oregon | ERA - Withdrawn | 11/21/2025 |
| Texas | ERA - Withdrawn | 11/21/2025 |
| Virginia | ERA - Withdrawn | 11/21/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
