Robert C. Colvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Colvin, who also goes by Bob Colvin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2016 - December 31, 2020
CU CAPITAL MARKET SOLUTIONS, LLC
April 16, 2015 - September 13, 2016
CNBS
March 20, 2015 - April 4, 2016
CNBS
December 17, 2013 - November 20, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 19, 2013 - September 30, 2013
FPCM SECURITIES, LLC
August 16, 1990 - July 10, 1995
AMERICAN FRONTEER FINANCIAL CORPORATION
July 7, 1988 - November 8, 1989
BIRCHTREE FINANCIAL SERVICES LLC
March 8, 1988 - August 3, 1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
July 11, 1985 - December 11, 1987
BLUNT ELLIS & LOEWI INCORPORATED
December 5, 1977 - December 9, 1981
B.C. CHRISTOPHER SECURITIES CO.
September 28, 1976 - January 3, 1978
DAVIDSON-VINK-SADLER, INC.
June 8, 1976 - December 3, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
June 8, 1976 - December 3, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
June 8, 1976 - December 3, 1976
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/28/1976
Registered Representative ExaminationCurrent Firm
CU CAPITAL MARKET SOLUTIONS, LLC
CRD#: 284473 / SEC#: 801-108189
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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