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Andrew Lovelace Evans

CRD# 823045·Registered 1976 - 1986
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Lovelace Evans was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1976 - 1986. Andrew had worked at 7 firms and has passed the Series 65, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

LLEVAN SECURITIES, INC.·CRD# 8590
BD
February 27, 1981 - June 6, 1986
EVANS LLEWELLYN SECURITIES, INC.·CRD# 8404
BD
September 30, 1980 - May 14, 1985
FIRST WILSHIRE SECURITIES, INC.·CRD# 6609
BD
July 11, 1980 - August 29, 1980
BAIRD, PATRICK & CO., INC.·CRD# 1149
BD
January 3, 1980 - July 18, 1980
PUGET SOUND SECURITIES, INC.·CRD# 902
BD
June 21, 1978 - May 23, 1979
FOSTER & MARSHALL INC.·CRD# 321
BD
October 12, 1976 - July 30, 1978
WAMU INVESTMENTS, INC.·CRD# 599
BD
June 1, 1976 - November 11, 1976

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Current Firm

LS
LLEVAN SECURITIES, INC.

BA | PACIFIC FUND SECURITIES, INC. | LLEVAN SECURITIES, INC. | LLEVAN & BROWN INVESTMENTS, INC.

CRD#: 8590 / SEC#: 8-25798
BD
Terminated by FINRA on 04/09/1987

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1995About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed May 1976About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1979About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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