MF
Michael J. Frischmeyer
BFC PLANNING
Fort Dodge, IA 50501
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CRD#: 823007
MF
Professional summary
Michael Joseph Frischmeyer is a registered financial advisor currently at BFC PLANNING, INC. located in Fort Dodge, Iowa and SECURITIES MANAGEMENT & RESEARCH, INC. located in Fort Dodge, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BLANDEN CHARITABLE FOUNDATION-N-FORT DODGE, IA-FOUNDATION FOR BLANDEN ART MUSEUM-BOARD MEMBER-08/2019-01-01-BOARD OF DIRECTORS MEMBERSHIP. 2. DOMESTIC SEXUAL ASSAULT AND OUTREACH CENTER(DSAOC)-N-FORT DODGE, IA-NON PROFIT 501 C-3-BOARD MEMBER-01/2010-02-00-BOARD & INVESTMENT COMMITTEE MEMBER. 3. IOWA COMMODITIES, LTD-N-FORT DODGE, IA-FUTURES-VICE PRESIDENT AND PRINCIPAL-01/1979-40-35-IOWA COMMODITIES IS A FUTURES INTRODUCING BROKER. 4. UNITY POINT HEALTH-N-FORT DODGE, IA-TRINITY REGIONAL HOSPITAL NON PROFIT 501 C-3-BOARD MEMBER-01/2015-5-3-BOARD MEMBER. 5. HOLY TRINITY CATHOLIC PARISH FOUNDATION-N-FORT DODGE, IA-NON-PROFIT 501 C-3-COMMITTEE HEAD-01/2013-2-1-INVESTMENT COMMITTEE CHAIRMAN, Signatory to Schwab Investment Account. 6. MICHAEL J. FRISCHMEYER, CPO-N-FORT DODGE, IA-COMMODITY POOL OPERATOR-SOLE PROP-40-35-COMMODITY TRADING ADVISOR FOR TWO COMMODITY POOLS. 7. MICHAEL J FRISCHMEYER, CTA-N-FORT DODGE, IA-COMMODITY TRADING ADVISOR-CTA-SOLE PROPRIETOR-01/1982-40-35-COMMODITY POOL OPERATOR FOR TWO COMMODITY POOLS THAT I AM ALSO CTA FOR. 8. Frischmeyer Family Limited Partnership-Y-Fort Dodge, IA-Investment vehicle for family-General Partner-01/1996-2-1-Investment Vehicle for the Frischmeyer Family.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Frischmeyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2019 - Present
BFC PLANNING, INC.
Office #1: 1422 Central Ave., Fort Dodge, IA 50501RIA
CRD#: 119682
Fort Dodge, IA
Current
February 14, 2019 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 1422 Central Ave., Fort Dodge, IA 50501BD
CRD#: 759
Fort Dodge, IA
Past
May 19, 2003 - October 19, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
FORT DODGE, IA
Past
April 1, 1999 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
FT. DODGE, IA
Past
January 3, 1995 - April 12, 1999
VACATION INVESTORS, INC.
BD
CRD#: 36496
WARRENVILLE, IL
Past
January 27, 1992 - December 31, 1994
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
WEST DES MOINES, IA
Past
January 3, 1986 - February 5, 1992
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Past
September 22, 1980 - January 6, 1986
SECURITIES TRANSACTIONS, INCORPORATED
BD
CRD#: 6952
Past
June 1, 1976 - October 30, 1980
SECURITIES CORPORATION OF IOWA
BD
CRD#: 6945
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(2/14/2019)
IAR
Iowa(2/14/2019)
RR
Kansas(2/14/2019)
RR
Oregon(3/22/2019)
RR
Tennessee(3/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
