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JD

James F. Duncan

SCP REAL ASSETS
TORONTO, M5J 1S9
CRD#: 8228975
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JD
James Fraser Tetley DuncanSCP REAL ASSETS

Professional summary

James Fraser Tetley Duncan, who also goes by James Duncan, is a registered financial professional currently at SCP REAL ASSETS, LLC .

James is registered as a RR (Registered Representative) and started their career in finance in 2026. James has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Duncan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Fraser Tetley Duncan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2026 - Present

SCP REAL ASSETS, LLC

Office #1: 70 York Street Suite 700, Toronto, M5J 1S9
BD
CRD#: 333667
TORONTO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/10/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SR
SCP REAL ASSETS, LLC
SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: , 8-71315

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
70 York Street Suite 700, Toronto, M5J 1S9
Mailing Address
70 York Street Suite 700, Toronto, M5J 1S9
Phone number
(416) 637-2707
Established
Delaware since 09/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCP REAL ASSETS, LLC

CRD#: 333667Toronto, M5J 1S9

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