Jonn T. Mason

BROOKSTONE WEALTH ADVISORS

Lakewood, WA

Some features on this profile are disabled

CRD#: 822882

Professional summary

Jonn Thomas Mason, who also goes by John Thomas Mason, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Lakewood, Washington.

Jonn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jonn has worked at 6 firms and has passed the Series 65, Series 63, Series 6, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Thomas Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the business is, 1stFinancial USA. This is not investment related. 4 Thornewood Ln SW - Lakewood, WA 98498. Thi is an insurance agency. Managing Partner. 12/2006.20 hours. 3 hours.Life insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonn Thomas Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Lakewood, WA

Past

October 1, 1993 - December 31, 2003

THORNEWOOD ADVISORS USA LLC

RIA

CRD#: 117062

LAKEWOOD, WA

Past

October 1, 1993 - August 19, 2022

THORNEWOOD ADVISORS USA LLC

RIA

CRD#: 117062

LAKEWOOD, WA

Past

September 18, 1992 - August 20, 1993

INTERPACIFIC INVESTORS SERVICES, INC.

CRD#: 4879

Past

July 22, 1992 - August 5, 1992

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

Past

January 16, 1991 - June 23, 1992

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

Past

October 13, 1987 - December 31, 1990

LINCOLN INVESTMENT

CRD#: 519

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/9/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 5/25/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/1994

General Securities Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonn T. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonn Thomas Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

THORNEWOOD ADVISORS USA LLC

THORNEWOOD ADVISORS USA LLC

INTERPACIFIC INVESTORS SERVICES, INC.

PACIFIC HARBOR SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

LINCOLN INVESTMENT

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/1993

Series 63

Date: 10/6/1987

Series 6

Date: 10/9/1987

Series 1

Date: 5/25/1976

Series 24

Date: 10/10/1994

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors