George A. Bondon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Andrew Bondon JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1976. George had worked at 7 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1986 - July 7, 1987
FORESTERS FINANCIAL SERVICES, INC.
February 13, 1981 - December 5, 1984
CITIGROUP GLOBAL MARKETS INC.
August 24, 1979 - March 2, 1981
E. F. HUTTON & COMPANY INC
June 25, 1979 - September 17, 1979
LEHMAN BROTHERS INC.
November 16, 1978 - June 25, 1979
LOEB PARTNERS
September 26, 1978 - January 2, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/20/1981
Interest Rate Options ExaminationCurrent Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
