Howard A. Scala
Professional summary
Howard Alexander Scala was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Howard is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Howard had worked at 6 firms, which includes ESCALATOR SECURITIES INC., PROFESSIONAL BROKERAGE SERVICES INC., THOMSON MCKINNON SECURITIES INC., JII SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1986 - February 3, 1998
ESCALATOR SECURITIES, INC.
August 7, 1984 - June 2, 1986
PROFESSIONAL BROKERAGE SERVICES INC.
February 19, 1982 - July 6, 1984
THOMSON MCKINNON SECURITIES INC.
November 10, 1980 - February 26, 1982
JII SECURITIES INC.
September 26, 1978 - December 10, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Exams
Series 5
Date: 9/25/1981
Interest Rate Options ExaminationCurrent Firm
ESCALATOR SECURITIES, INC.
CRD#: 16985 / SEC#: , 8-34852
Contact information
Documents
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