Robert G. Eichman

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CRD#: 822841

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Glen Eichman, who also goes by Glen Eichman, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Glen Eichman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 22, 2013 - February 26, 2014

OAKTREE ADVISORS LLC

RIA

CRD#: 168271

BETHLEHEM, PA

Past

August 20, 2009 - December 31, 2013

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

BETHLEHEM, PA

Past

August 14, 2009 - December 31, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Coopersburg, PA

Past

January 2, 2009 - August 17, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

December 8, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BETHLEHEM, PA

Past

May 6, 1997 - December 31, 2005

INTEGRATED ASSET MANAGEMENT, INC.

RIA

CRD#: 122034

BETHLEHEM, PA

Past

November 3, 1989 - August 17, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BETHLEHEM, PA

Past

May 27, 1987 - November 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 22, 1983 - May 18, 1987

CINCINNATI ANALYSTS, INC.

CRD#: 5478

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKTREE ADVISORS LLC

CRD#: 168271 / SEC#: 801-129908

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Florida

Registered Investment Advisory firm - (8/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/17/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/1990

General Securities Principal Examination

Current Firm

OAKTREE ADVISORS LLC

CRD#: 168271 / SEC#: 801-129908

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Florida

Registered Investment Advisory firm - (8/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/30/2024 Terminated)

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Contact information

Main Address

6666 Passer Road Suite 4, Coopersburg, PA 18036

Mailing Address

Phone number

(610) 882-5670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OA ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 179,250,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert G. Eichman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED ASSET MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CINCINNATI ANALYSTS, INC.

Primary Firm SEC Registration

OAKTREE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1983

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Series 24

Date: 7/30/1990

Current Firm

OAKTREE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKTREE ADVISORS LLC

TRUST BUT VERIFY

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