Gary J. Sherman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Joseph Sherman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1976. Gary had worked at 8 firms and has passed the Series 63, Series 3, Series 5, PC, Series 7, Series 53, Series 12, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2005 - February 16, 2005
JHS CAPITAL ADVISORS, LLC
January 1, 2005 - January 3, 2005
BLACKWELL DONALDSON & COMPANY
February 7, 2002 - December 9, 2002
CGS FINANCIAL INC.
December 16, 1997 - February 1, 2002
HERITAGE WEST SECURITIES, INC.
September 15, 1994 - November 26, 1997
GAINEY FINANCIAL SERVICES, INC.
January 12, 1993 - August 27, 1994
SCHNEIDER SECURITIES, INC.
January 10, 1991 - December 1, 1992
C. M. BLAIR, W. O. FOSTER & CO., INC.
May 20, 1976 - August 28, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/14/1981
Interest Rate Options ExaminationPC
Date: 7/19/1977
AMEX Put and Call ExamSeries 12
Date: 10/22/1980
NYSE Branch Manager ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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