Timothy J. Flanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Flanagan, who also goes by Tim Flanagan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1976. Timothy had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2018 - July 27, 2020
EMPIRIC DISTRIBUTORS, INC.
May 27, 2010 - May 3, 2017
GULF SOUTH SECURITIES, INC
November 19, 2003 - June 2, 2005
SAMUELS CHASE & CO., INC.
December 4, 1992 - July 29, 1999
CANTELLA & CO., INC.
November 13, 1991 - December 14, 1992
A.J. MICHAELS & CO., LTD.
May 18, 1990 - November 13, 1991
TITAN/VALUE EQUITIES GROUP, INC.
April 22, 1985 - May 18, 1990
JONATHAN ALAN & CO., INC.
October 26, 1984 - June 5, 1987
FIRST AFFILIATED SECURITIES, INC.
May 21, 1976 - November 9, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1976
Registered Representative ExaminationCurrent Firm
EMPIRIC DISTRIBUTORS, INC.
CRD#: 119143 / SEC#: , 8-53747
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
