David L. Williams

LOC INVESTMENT ADVISERS

HURRICANE, WV 25526

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CRD#: 822797

Professional summary

David Lowell Williams, CFP® is a registered financial advisor currently at LOC INVESTMENT ADVISERS located in Hurricane, West Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lowell Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 1, 1996 - Present

LOC INVESTMENT ADVISERS

Office #1: 3981 Teays Valley Road, Hurricane, WV 25526

RIA

CRD#: 105708

HURRICANE, WV

Past

November 19, 1989 - May 24, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 15, 1987 - December 16, 1993

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

April 14, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 21, 1976 - November 24, 1977

EQUITY SERVICES, INC.

CRD#: 265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOC INVESTMENT ADVISERS

LANHAM ODELL & CO INC | LOC INVESTMENT ADVISERS

CRD#: 105708 / SEC#: 801-16856

RIA

Registered Investment Advisory firm - (2/10/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/25/2020)

IAR

West Virginia
(1/1/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/15/1976

Registered Representative Examination

Current Firm

LOC INVESTMENT ADVISERS

LANHAM ODELL & CO INC | LOC INVESTMENT ADVISERS

CRD#: 105708 / SEC#: 801-16856

RIA

Registered Investment Advisory firm - (2/10/1982 Approved)

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Contact information

Main Address

3981 Teays Valley Rd, Hurricane, WV 25526-9080

Mailing Address

Po Box 537, Hurricane, WV 25526-0537

Phone number

(304) 757-8131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOC FORM ADV PART 2A YE 2024 (11/10/2025)

Regulatory assets under management

Total Number of Accounts	2,204
AUM (Assets Under Management)	$ 770,988,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

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David L. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lowell Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

JOHN HANCOCK DISTRIBUTORS LLC

INTEGRATED RESOURCES EQUITY CORPORATION

EQUITY SERVICES, INC.

Primary Firm SEC Registration

LOC INVESTMENT ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1997

Series 63

Date: 3/26/1987

Series 7

Date: 3/21/1987

Series 1

Date: 5/15/1976

Current Firm

LOC INVESTMENT ADVISERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOC INVESTMENT ADVISERS

TRUST BUT VERIFY

Contact information

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