Balint B. Gal

CALTON & ASSOCIATES

Marble Falls, TX 78654

CRD#: 8227837

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Professional summary

Balint Barnabas Gal is a registered financial professional currently at CALTON & ASSOCIATES, INC. located in Marble Falls, Texas.

Balint is registered as a RR (Registered Representative) and started their career in finance in 2026. Balint has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Balint Barnabas Gal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2026 - Present

CALTON & ASSOCIATES, INC.

Office #1: 809 12th Street Suite C3 - B & C, Marble Falls, TX 78654

RIA

CRD#: 20999

Marble Falls, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALTON & ASSOCIATES, INC.

CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.

CRD#: 20999 / SEC#: 801-70036, 8-38635

RIA

Registered Investment Advisory firm - SEC (4/7/2009 Approved)

California

Registered Investment Advisory firm - SEC (4/13/2009 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/20/2009 Terminated)

Delaware

Registered Investment Advisory firm - SEC (4/23/2009 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Georgia

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Kansas

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (4/14/2009 Terminated)

Michigan

Registered Investment Advisory firm - SEC (5/7/2009 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Missouri

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (4/17/2009 Terminated)

Nevada

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (4/14/2009 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (5/9/2009 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/7/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2026

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/25/2026

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/21/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CALTON & ASSOCIATES, INC.

CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.

CRD#: 20999 / SEC#: 801-70036, 8-38635

RIA

Registered Investment Advisory firm - SEC (4/7/2009 Approved)

California

Registered Investment Advisory firm - SEC (4/13/2009 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/20/2009 Terminated)

Delaware

Registered Investment Advisory firm - SEC (4/23/2009 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Georgia

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Kansas

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (4/14/2009 Terminated)

Michigan

Registered Investment Advisory firm - SEC (5/7/2009 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Missouri

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (4/17/2009 Terminated)

Nevada

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (4/14/2009 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (5/9/2009 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/7/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (4/9/2009 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

PREMIUM

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Contact information

Main Address

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

Mailing Address

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

Phone number

(813) 264-0440

Established

Florida since 09/17/1987

Firm type

Corporation

Fiscal year end

September

Firm Size

Medium

# of Employees

373

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (12/26/2025)

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM DISCLOSURE BROCHURE (12/26/2025)

Direct owners and executive officers

Name	Position	CRD#
CICCATI, RANDALL LEE	SHAREHOLDER	1569353
CICCATI, RANDALL LEE	CEO / DIRECTOR	1569353
SINGH, RAMESHWAR	DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES	4660047
SINGH, RAMESHWAR	SHAREHOLDER	4660047
CICCATI, JILL MARIE	SHAREHOLDER
THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST	SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE
CALTON, DEREK JAY	VICE PRESIDENT - DIRECTOR	1192608
CALTON, DWAYNE KENT	PRESIDENT - DIRECTOR
CICCATI, ADELINE CARMELA	TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST
CICCATI, AUSTIN LOUIS	SHAREHOLDER	6351650
CICCATI, CARLY MARIE	SHAREHOLDER	6351667
COLE, DAVID SCOTT	CHIEF FINANCIAL OFFICER/FINOP	4181156
RAHMOUNI IDRISSI, SAAD	CHIEF COMPLIANCE OFFICER	4071743

Regulatory assets under management

Total Number of Accounts	6,969
AUM (Assets Under Management)	$ 1,576,517,756

Disclosures

Regulatory Event	13
Arbitration	6

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Balint B. Gal

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Balint Barnabas Gal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

Primary Firm SEC Registration

CALTON & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2026

Series 7TO

Date: 2/25/2026

SIE

Date: 11/21/2025

FINRA

Current Firm

CALTON & ASSOCIATES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CALTON & ASSOCIATES, INC.

TRUST BUT VERIFY

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