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Gary P. Gardner
ONEASCENT FINANCIAL SERVICES LLC
Walnut Creek, CA 94598
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CRD#: 822768
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Professional summary
Gary Paul Gardner, CFP® is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Walnut Creek, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Gary has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE & WEALTH ADVISORS LOCATED AT 825 REDWOOD DRIVE, DANVILLE, CA 94506. THE BUSINESS IS INVESTMENT RELATED. GARY AND BEATRICE ARE THE OWNERS OF LIFE & WEALTH ADVISORS WHICH IS A REGISTERED INVESTMENT ADVISORY FIRM. GARY SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS BUSINESS, 120 OF WHICH ARE DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Paul Gardner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1981
Experience
Current
January 10, 2025 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 1399 Ygnacio Valley Blvd. Suite 29, Walnut Creek, CA 94598RIA
CRD#: 284549
Walnut Creek, CA
Past
May 2, 2005 - March 31, 2025
LIFE&WEALTH ADVISORS, INC.
RIA
CRD#: 135292
WALNUT CREEK, CA
Past
May 10, 2002 - November 25, 2024
CHAUNER SECURITIES, INC.
BD
CRD#: 10075
WALNUT CREEK, CA
Past
August 15, 2000 - April 12, 2006
LEGACY WEALTH ADVISORS, LLC
RIA
CRD#: 127758
WALNUT CREEK, CA
Past
December 16, 1998 - January 11, 2002
UNISON CAPITAL GROUP
BD
CRD#: 22519
MOUNTAIN VIEW, CA
Past
January 3, 1992 - December 1, 1998
AMERICAN INVESTORS COMPANY
BD
CRD#: 38
SAN RAMON, CA
Past
April 11, 1984 - December 31, 1991
PATTERSON FINANCIAL SERVICES, INC.
BD
CRD#: 10368
LAFAYETTE, CA
Past
August 6, 1980 - March 27, 1984
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Past
June 8, 1978 - December 5, 1979
AMERICAN INVESTORS COMPANY
BD
CRD#: 38
Past
June 30, 1976 - June 1, 1978
INTERPACIFIC INVESTORS SERVICES, INC.
BD
CRD#: 4879
Past
May 21, 1976 - July 30, 1976
DAVE FRIES AND ASSOCIATES
BD
CRD#: 1917
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/17/1976
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 12/16/1976
Registered Principal ExaminationCurrent Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Walnut Creek, CA 94598TRUST BUT VERIFY
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