Jerry L. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Adams, who also goes by Jerry L Adams, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1976. Jerry had worked at 5 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - December 31, 2011
LOWELL & COMPANY, INC.
November 27, 1996 - July 27, 2011
CAPITAL GROWTH RESOURCES
January 23, 1987 - December 19, 1996
WALNUT STREET SECURITIES, INC.
April 14, 1982 - February 4, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
May 25, 1976 - June 21, 1982
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/18/1976
Registered Representative ExaminationCurrent Firm
LOWELL & COMPANY, INC.
CRD#: 24913 / SEC#: 801-69460, 8-41437
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOWELL, WILLIAM HAMILTON | CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP | 1158722 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
