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Francis P. Straub

NORTHCOAST RESEARCH PARTNERS
CLEVELAND, OH 44114
CRD#: 8227321
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FS
Francis Patrick Straub IVNORTHCOAST RESEARCH PARTNERS

Professional summary

Francis Patrick Straub IV, who also goes by Francis Patrick Straub IV, is a registered financial professional currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Cleveland, Ohio.

Francis is registered as a RR (Registered Representative) and started their career in finance in 2026. Francis has worked at 1 firm and has passed the Series 7TO and SIE exams.

Aliases

Francis Patrick Straub Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Patrick Straub IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street Suite 1500, Cleveland, OH 44114
RIA
BD
CRD#: 149109
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 5/11/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/16/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NR
NORTHCOAST RESEARCH PARTNERS, LLC
CONTINUUM RESEARCH PARTNERS, LLC | NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109 / SEC#: , 8-68115

Ohio
Registered Investment Advisory firm - SEC (6/23/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1301 East Ninth Street 15th Floor, Cleveland, OH 44114
Mailing Address
1301 East Ninth Street 15th Floor, Cleveland, OH 44114
Phone number
(216) 468-6950
Established
Ohio since 10/29/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHCOAST RESEARCH HOLDINGS, LLCSOLE MEMBER / PARENT
MEHTA, KARTIKMANAGING OFFICER3034087
RAFFA, SALVATORE ANTONINOCHIEF FINANCIAL OFFICER3213782
RIZZO, MARTIN PAULPRESIDENT AND CCO1520499

Red Flags

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Company Information

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109Cleveland, OH 44114

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