Bruce C. Brookshire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Carter Brookshire was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1976. Bruce had worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2007 - December 31, 2014
BROOKSHIRE ADVISORS
May 10, 2004 - July 6, 2006
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
March 29, 1993 - December 31, 2006
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
January 4, 1991 - March 31, 1993
ADDISON FINANCIAL SERVICES, INC.
November 12, 1990 - December 7, 1990
GLOBAL AMERICA INCORPORATED
April 4, 1990 - October 31, 1990
NORRIS & HIRSHBERG, INC.
November 14, 1986 - March 19, 1990
WACHOVIA SECURITIES, INC.
June 19, 1984 - November 7, 1986
PRUDENTIAL EQUITY GROUP, LLC
October 5, 1979 - June 26, 1984
J.P. MORGAN SECURITIES LLC
May 20, 1976 - November 8, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 1/29/1982
Interest Rate Options ExaminationCurrent Firm
BROOKSHIRE ADVISORS
CRD#: 142687 / SEC#:
Contact information
Red Flags
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