Robert D. Haramia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Damian Haramia, who also goes by Bob Haramia, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1990 - February 19, 1993
AMERICAN CAPITAL CORPORATION
April 4, 1989 - October 31, 1990
CETERA ADVISORS LLC
January 29, 1987 - January 30, 1989
HACKETT ASSOCIATES, INC.
April 20, 1981 - May 28, 1986
MANAGED INVESTMENTS, INC.
May 25, 1976 - May 27, 1981
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1976
Registered Representative ExaminationCurrent Firm
AMERICAN CAPITAL CORPORATION
CRD#: 16124 / SEC#: , 8-33324
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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