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SL

Seamus S. Lamb

CEROS FINANCIAL SERVICES
Coral Gables, FL 33146
Some features on this profile are disabled
CRD#: 8225994
SL
Seamus Shanley LambCEROS FINANCIAL SERVICES

Professional summary

Seamus Shanley Lamb is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Coral Gables, Florida.

Seamus is registered as a RR (Registered Representative) and started their career in finance in 2026. Seamus has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Seamus Shanley Lamb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 6705 San Vicente St., Coral Gables, FL 33146
BD
CRD#: 37869
Coral Gables, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/5/2026)
RR
Florida
(3/2/2026)
RR
New Jersey
(3/2/2026)
RR
New York
(3/2/2026)
RR
Pennsylvania
(3/2/2026)
RR
Texas
(3/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/28/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 8/28/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CEROS FINANCIAL SERVICES, INC.
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS

CRD#: 37869 / SEC#: , 8-47955

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Phone number
(866) 842-3356
Established
Massachusetts since 09/30/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DGB HOLDINGS, LLCOWNER
AYERS-RIGSBY, MARY CATHERINEPRESIDENT830349
GOLDWASSER, MARK HARRYCEO1334008
GREENE, JON CHRISTOPHERROSFP3202524
HOLLAND, ANGELA LYNNETTECHIEF COMPLIANCE OFFICER3166586
POWELL, KIM ULMANCHIEF FINANCIAL OFFICER6244231
WILSON, DANIELAMLCO6763074

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869Coral Gables, FL 33146

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