Michael J. Maher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Maher was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2014 - March 18, 2021
MAHER CONSULTING SERVICES, LLC
March 4, 1993 - September 10, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1978 - September 10, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/24/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MAHER CONSULTING SERVICES, LLC
CRD#: 170907 / SEC#: 801-79588
Contact information
Red Flags
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