Victor E. Gorney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Edmund Gorney JR, who also goes by VIc Gorney Jr, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1976. Victor had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 1989 - November 19, 1990
ROYAL FINANCIAL GROUP, INC.
March 25, 1987 - March 15, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
November 29, 1982 - May 20, 1983
RICHARDS, LYNCH & PEGHER, INC.
January 23, 1979 - October 8, 1982
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1978 - February 23, 1979
MORGAN STANLEY DW INC.
May 20, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL FINANCIAL GROUP, INC.
CRD#: 17844 / SEC#: , 8-35811
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
