Florence V. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Florence Virginia Brown, who also goes by F VIrginia Brown, Genna Virginia Brown, Genna Brown, was a registered financial professional .
Florence is a previously registered financial professional and started their career in finance in 1976. Florence had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2020 - December 31, 2021
FINANCIAL SUCCESS
November 12, 2013 - December 31, 2019
FINANCIAL SUCCESS
August 23, 1989 - December 20, 1989
KEY BISCAYNE SECURITIES, INC.
July 9, 1984 - February 9, 1988
UBS FINANCIAL SERVICES INC.
October 24, 1980 - July 6, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1978 - July 27, 1989
MORGAN STANLEY DW INC.
May 20, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
PC
Date: 7/11/1984
AMEX Put and Call ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
FINANCIAL SUCCESS
CRD#: 123893 / SEC#:
Contact information
Red Flags
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