Ronald F. Perrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Francis Perrone was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1976. Ronald had worked at 7 firms and has passed the Series 65, Series 7, Series 15, Series 5, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - November 14, 2018
CHEVY CHASE TRUST COMPANY
October 1, 2000 - November 14, 2018
ASB CAPITAL MANAGEMENT LLC
October 31, 1995 - February 28, 2000
ALLFIRST BROKERAGE CORPORATION
January 11, 1993 - February 9, 1995
LEGG MASON WOOD WALKER, INCORPORATED
November 29, 1991 - January 9, 1993
PEGASUS CAPITAL CORPORATION
September 26, 1978 - May 9, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
CHEVY CHASE TRUST COMPANY
CRD#: 110742 / SEC#: 801-55134
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/13/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/20/1981
Interest Rate Options ExaminationCurrent Firm
CHEVY CHASE TRUST COMPANY
CRD#: 110742 / SEC#: 801-55134
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,016 |
| AUM (Assets Under Management) | $ 40,286,791,400 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 04/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
