Vincent P. Neumann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Paul Neumann, who also goes by VIncent Paul Neuman, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1976. Vincent had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2002 - March 14, 2013
SUMMIT FINANCIAL RESOURCES INC
June 6, 2002 - February 21, 2013
SUMMIT EQUITIES, INC.
January 2, 1988 - June 18, 1988
MML INVESTORS SERVICES, LLC
April 26, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
December 14, 1982 - February 21, 2013
SUMMIT EQUITIES, INC.
May 3, 1976 - May 25, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 4/26/1976
Registered Representative ExaminationCurrent Firm
SUMMIT FINANCIAL RESOURCES INC
CRD#: 104990 / SEC#: 801-18223
Contact information
Red Flags
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