YC
Yadwinder Chehal
TRANSAMERICA FINANCIAL ADVISORS
MODESTO, CA 95354
Some features on this profile are disabled
CRD#: 8223742
YC
Yadwinder ChehalTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Yadwinder Chehal is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Modesto, California.
Yadwinder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Yadwinder has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Notary Public Investment Related? NO Delhi, CA Start date 1/2026 10 hours per month, <1 hour per day during trading. 2.) Covered California Investment Related? NO Health insurance agency Agent Start date 1/2023 No active hours. FIRST CONNECT INSURANCE SERVICES LLC POSITION: Indepenedent Agent NATURE: I am registered as Property and Casuality sales of insurance business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2026 ADDRESS: 501 Congress Ave, Suite 150, Austin TX 78701, United States DESCRIPTION: I am currently registered as a Property and Casualty (P&C) agent due to holding a multiline broker license. However, I have not conducted any business activity under this license to date. Specifically: I have not engaged in any sales or client servicing activities I have not performed any advertising or marketing I have not dedicated any specific working hours to this activity I have not generated any income or compensation My intent in maintaining this registration is only to potentially utilize it on a limited basis during weekends (Saturday and Sunday), when I am not engaged in my primary role or any trading-related responsibilities. Please let me know if any further information or documentation is required for compliance purposes. PRIMESTAR PROFESSIONAL SERVICES POSITION: Notary / Part-time Loan Processor NATURE: Prime star professional services is in the business of Loans and giving advise in making living trust for CA state. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 03/02/2026 ADDRESS: 2030 Louis Avenue, Lathrop CA 95330, United States DESCRIPTION: I would like to clarify that I provide notary services and work as a part-time loan processor with Prime Star Professional Services on an on-call basis. I am not employed full-time, do not have a fixed salary, and my involvement is limited to occasional service-based work. Dear Compliance Team, I would like to provide clarification regarding my association with Primestar Professional Services. Primestar Professional Services is a small corporation operating as a mortgage broker, primarily handling purchase and refinance loan transactions. The company does not engage in reverse mortgage products. My role with the company is strictly limited to backend processing activities on a part-time, on-call basis. I am not involved in any client-facing activities, sales, solicitation, or loan origination, and I do not hold the role of a loan originator. Compensation, if any, is paid on a per-file basis, approximately $500 per processed file. As of now, my involvement has been minimal. Please let me know if any additional details or documentation are required. NOTARY PUBLIC REGISTERED WITH CALIFORNIA POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 16400 Lancaster street, Delhi CA 95315, United States DESCRIPTION:Sole notary COVERED CALIFORNIA POSITION: independent Agent NATURE: It is california health care department INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/10/2026 ADDRESS: 1601 Exposition Blvd., Sacramento CA 95815, United States DESCRIPTION: Health Plans LOAN FACTORY POSITION: loan officer NATURE: it is a loan provider company INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2026 ADDRESS: Loan Factory INC, 2195 Tully Road, SAN JOSE CA 95122, United States
CRS (Client Relationship Summary) - RIA
Click below to view Yadwinder Chehal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Yadwinder Chehal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2026 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1314 G Street, Modesto, CA 95354RIA
BD
CRD#: 16164
MODESTO, CA
Current
April 1, 2026 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1314 G Street, Modesto, CA 95354RIA
BD
CRD#: 16164
MODESTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/11/2026)
IAR
California(4/11/2026)
RR
Texas(4/22/2026)
IAR
Texas(4/22/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Modesto, CA 95354TRUST BUT VERIFY
Monitor Yadwinder Chehal
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
