Theodore R. Giergielewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Richard Giergielewicz was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1976. Theodore had worked at 11 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 1990 - August 9, 1991
PRINCETON FINANCIAL GROUP, INC.
April 19, 1990 - October 4, 1990
FIRST EAGLE, INC.
May 29, 1986 - March 14, 1990
A. G. EDWARDS & SONS, INC.
October 5, 1983 - May 27, 1986
PHILIPS, APPEL & WALDEN, INC.
August 5, 1983 - October 12, 1983
BAIRD, PATRICK & CO., INC.
March 30, 1983 - April 12, 1983
MOORE & SCHLEY, CAMERON & CO.
March 16, 1983 - July 22, 1983
PATTEN SECURITIES CORP.
May 16, 1979 - March 2, 1982
PHILIPS, APPEL & WALDEN, INC.
September 26, 1978 - October 4, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 21, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 17, 1978 - July 19, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
May 20, 1976 - April 10, 1978
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/22/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRINCETON FINANCIAL GROUP, INC.
CRD#: 14597 / SEC#: , 8-30920
Contact information
Documents
Red Flags
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