Ernest Arthur Kaye
Professional Summary
Ernest Arthur Kaye is a registered financial advisor currently at SOLIC CAPITAL LLC located in Chicago, Illinois. Ernest is registered as a RR (Registered Representative) and started their career in finance in 2026. Ernest has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
SOLIC CAPITAL LLC
Contact Information
Main Address
444 West Lake Street Suite 2450, Chicago, IL 60606Mailing Address
444 West Lake Street Suite 2450, Chicago, IL 60606Phone Number
(847) 583-1618Established
Delaware since 05/24/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/20/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2026About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ernest Arthur Kaye's CRS (Customer Relationship Summary).
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