DG
Dipit Gupta
FINOMENON INVESTMENTS
KIRKLAND, WA
CRD#: 8222796
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DG
Dipit GuptaFINOMENON INVESTMENTS
Professional summary
Dipit Gupta is a registered financial advisor currently at FINOMENON INVESTMENTS LLC located in Kirkland, Washington.
Dipit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Dipit has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dipit Gupta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2026 - Present
FINOMENON INVESTMENTS LLC
RIA
CRD#: 330907
KIRKLAND, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(2/10/2026)
Current Firm
FI
FINOMENON INVESTMENTS LLC
FINOMENON INVESTMENTS | FINOMENON INVESTMENTS LLC
CRD#: 330907 / SEC#:
Washington
Registered Investment Advisory firm - (8/14/2024 Approved)Loading...
Contact information
Main Address
Kirkland, WA
Mailing Address
Phone number
(425) 625-9832
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 3,117,000 |
Red Flags
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