Victor A. Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Arthur Norton was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1976. Victor had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2009 - October 12, 2018
PACIFIC SELECT DISTRIBUTORS, LLC
June 17, 2005 - April 16, 2008
GRAMERCY SECURITIES, INC.
March 28, 2002 - October 14, 2003
VP DISTRIBUTORS LLC
July 9, 1998 - March 28, 2002
KA ASSOCIATES, LLC
April 2, 1996 - November 12, 1997
VP DISTRIBUTORS LLC
March 12, 1992 - November 17, 1993
BERKELEY INTERNATIONAL SECURITIES CORPORATION
April 18, 1991 - February 11, 1992
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
September 20, 1988 - January 9, 1991
DELAWARE DISTRIBUTORS, L.P.
June 9, 1986 - January 9, 1991
DELAWARE DISTRIBUTORS, L.P.
August 19, 1985 - November 5, 1985
WEATHERLY SECURITIES CORPORATION
June 22, 1982 - October 23, 1984
APACHE PROGRAMS, INC.
March 25, 1982 - August 17, 1987
ALMA SECURITIES CORPORATION
May 19, 1976 - December 8, 1981
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/10/1976
Registered Representative ExaminationCurrent Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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