Milton W. Berg

MILTON BERG ADVISORS LLC

PARKLAND, FL

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CRD#: 822198

Professional summary

Milton W Berg, who also goes by Moshe Berg, is a registered financial advisor currently at MILTON BERG ADVISORS LLC located in Parkland, Florida.

Milton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Milton has worked at 2 firms and has passed the Series 3 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Moshe Berg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milton W Berg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2022 - Present

MILTON BERG ADVISORS LLC

RIA

CRD#: 166943

PARKLAND, FL

Past

May 19, 1976 - February 17, 1978

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/6/2025)

IAR

New York
(7/16/2024)

IAR

Texas
(11/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 11/3/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 1

Date: 5/13/1976

Registered Representative Examination

Current Firm

MILTON BERG ADVISORS LLC

MB ADVISORS | MILTON BERG ADVISORS LLC | MB EDGE | MB ADVISORS, LLC

CRD#: 166943 / SEC#:

Florida

Registered Investment Advisory firm - (3/6/2025 Approved)

Maryland

Registered Investment Advisory firm - (12/31/2025 Terminated)

New York

Registered Investment Advisory firm - (7/16/2018 Approved)

Texas

Registered Investment Advisory firm - (5/9/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Parkland, FL

Mailing Address

P.o. Box 547, Wayne, PA 19087

Phone number

(845) 371-4044

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Milton W. Berg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milton W Berg's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILTON BERG ADVISORS LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 3

Date: 11/3/1988

Series 1

Date: 5/13/1976

Current Firm

MILTON BERG ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

MILTON BERG ADVISORS LLC

TRUST BUT VERIFY

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