GC
Gerald J. Clericuzio
PARK AVENUE SECURITIES LLC
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 822136
GC
Professional summary
Gerald J Clericuzio, who also goes by Gerald Joseph Clericuzio, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Nashville, Tennessee.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gerald has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald Joseph Clericuzio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Planning Alliance LLC, Chairman/Owner - General Agent, Start date: 01/01/1999, Address: 50 Tice Blvd. Suite 280, Woodcliff Lake, NJ 07677, 40 Total hours per month, 40 during securities trading hours, Investment related, More than 10% annual compensation, 2) Planning Alliance Consulting, LLC, Owner, Consulting services provided to businesses and estates, Start date: 09/16/2016, Address: 1040 Broad Street Suite 202 Shrewsbury, NJ 07702, 0 Total hours per month, Not investment related, Less than 10% annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Gerald J Clericuzio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald J Clericuzio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1616 West End Avenue Unit 2202, Nashville, TN 37203Office #2: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331Office #3: 50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677RIA
BD
CRD#: 46173
Nashville, TN
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331Office #2: 50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677RIA
BD
CRD#: 46173
SHREWSBURY, NJ
Past
July 22, 2003 - December 31, 2011
INTERNATIONAL PLANNING ALLIANCE, LLC
RIA
CRD#: 120701
FAIRFIELD, NJ
Past
April 26, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2012)
RR
Alaska(8/29/2006)
RR
Arizona(1/8/2002)
RR
Arkansas(7/25/2019)
RR
California(1/8/2002)
RR
Colorado(1/8/2002)
RR
Connecticut(5/3/1999)
RR
Delaware(1/8/2002)
RR
District of Columbia(8/8/2006)
RR
Florida(5/3/1999)
IAR
Florida(9/7/2021)
RR
Georgia(1/8/2002)
RR
Hawaii(1/8/2002)
RR
Idaho(1/13/2009)
RR
Illinois(1/8/2002)
RR
Indiana(8/29/2006)
RR
Iowa(1/8/2002)
RR
Kansas(1/8/2002)
RR
Kentucky(8/29/2006)
RR
Louisiana(1/13/2009)
RR
Maine(1/8/2002)
RR
Maryland(1/8/2002)
RR
Massachusetts(1/8/2002)
RR
Michigan(1/8/2002)
RR
Minnesota(1/8/2002)
RR
Mississippi(1/8/2002)
RR
Missouri(8/29/2006)
RR
Montana(8/29/2006)
RR
Nebraska(10/2/2023)
RR
Nevada(1/8/2002)
RR
New Hampshire(1/8/2002)
RR
New Jersey(5/3/1999)
IAR
New Jersey(11/16/2011)
RR
New York(5/3/1999)
RR
North Carolina(1/9/2002)
RR
Ohio(8/30/2006)
RR
Oklahoma(1/5/2023)
RR
Oregon(3/14/2007)
RR
Pennsylvania(5/3/1999)
RR
Puerto Rico(9/10/2024)
RR
Rhode Island(2/3/2010)
RR
South Carolina(1/8/2002)
RR
Tennessee(3/27/2023)
RR
Texas(1/8/2002)
RR
Utah(12/4/2013)
RR
Vermont(1/9/2002)
RR
Virginia(1/8/2002)
RR
Washington(1/8/2002)
RR
West Virginia(9/20/2018)
RR
Wisconsin(8/29/2006)
RR
Wyoming(1/8/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
