Chadwick S. Proctor

SCHWAB WEALTH ADVISORY

Seattle, WA 98109

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CRD#: 8221158

Professional summary

Chadwick Scott Proctor, who also goes by Chad Proctor, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Seattle, Washington.

Chadwick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Chadwick has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Chad Proctor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rental property|Investment Related:No|2921 Franklin Ave East;Seattle;Washington;98102;USA|Rental Services (Other than Real Estate)|owner|2025-12-04|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I own personally a short-term rental property in Seattle which I rent out to guests via Airbnb and VRBO 2) Estate Planning Council of Seattle|Investment Related:No|Nonprofit Charitable Organizations|Secretary/Teasurer|2025-07-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Attend monthly board meetings, quarterly dinner meetings, and an annual budget and planning meeting. Review the bank statements of the organization for accuracy. Sign checks to pay invoices due by the organization. Review and prepare meeting minutes for board and planning meetings. Help to ensure that the membership is engaged and assist with finding speakers to present on topics at membership meetings. Assist as necessary with the annual estate planning seminar that is hosted by the council each year in the fall and attend the seminar.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chadwick Scott Proctor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 400 Westlake Ave North Suite 100, Seattle, WA 98109

RIA

CRD#: 159035

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 5/29/2026

Uniform Investment Adviser Law Examination

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

425 Market Street 17th Floor, San Francisco, CA 94105

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,457

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (6/29/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chadwick S. Proctor

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chadwick Scott Proctor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Passed: 5/29/2026

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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