Harry A. Word
Professional summary
Harry Alan Word SR, who also goes by Harry Alan Word, is a registered financial advisor currently at FAIRVOY PRIVATE WEALTH, LLC located in Mt. Pleasant, South Carolina.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Harry has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 15, Series 5, PC, Series 7, Series 10, Series 9, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry Alan Word SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2024 - Present
FAIRVOY PRIVATE WEALTH, LLC
May 3, 2013 - April 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2013 - April 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - May 31, 2013
MORGAN STANLEY
June 1, 2009 - May 31, 2013
MORGAN STANLEY
January 18, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 30, 2001 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 26, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
June 10, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
November 25, 1976 - January 10, 1977
F. D. BENTON & ASSOCIATES, INC.
May 6, 1976 - June 27, 1977
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
FAIRVOY PRIVATE WEALTH, LLC
CRD#: 329636 / SEC#: 801-129698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2024)
(4/23/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 15
Date: 12/12/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/1/1977
AMEX Put and Call ExamSeries 12
Date: 12/19/1981
NYSE Branch Manager ExaminationCurrent Firm
FAIRVOY PRIVATE WEALTH, LLC
CRD#: 329636 / SEC#: 801-129698
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,185 |
| AUM (Assets Under Management) | $ 513,167,263 |
Red Flags
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