Joe Strom

STONEBRIAR WEALTH

LEHI, UT 84043

CRD#: 8218777

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Professional summary

Joe Strom is a registered financial advisor currently at STONEBRIAR WEALTH, LLC located in Lehi, Utah.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Joe has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Strom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2026 - Present

STONEBRIAR WEALTH, LLC

Office #1: 2600 W. Executive Parkway Suite 360, Lehi, UT 84043

RIA

CRD#: 327618

LEHI, UT

Past

January 30, 2026 - March 3, 2026

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

Highland, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIAR WEALTH, LLC

STONEBRIAR WEALTH | STONEBRIAR WEALTH, LLC | STONEBRIAR WEALTH ADVISORS

CRD#: 327618 / SEC#: 801-133922

RIA

Registered Investment Advisory firm - (7/21/2025 Approved)

Utah

Registered Investment Advisory firm - (11/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2025

Uniform Investment Adviser Law Examination

Current Firm

STONEBRIAR WEALTH, LLC

STONEBRIAR WEALTH | STONEBRIAR WEALTH, LLC | STONEBRIAR WEALTH ADVISORS

CRD#: 327618 / SEC#: 801-133922

RIA

Registered Investment Advisory firm - (7/21/2025 Approved)

Utah

Registered Investment Advisory firm - (11/4/2025 Terminated)

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Contact information

Main Address

2600 W. Executive Parkway Suite 360, Lehi, UT 84043

Mailing Address

Phone number

(385) 314-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEBRIAR WEALTH SEC BROCHURE (6/20/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 100,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joe Strom

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Strom's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBRIAR WEALTH, LLC

COMPASS FINANCIAL MANAGEMENT LLC

Primary Firm SEC Registration

STONEBRIAR WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2025

Current Firm

STONEBRIAR WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIAR WEALTH, LLC

TRUST BUT VERIFY

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