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DZ

Daniel Zapatka

INNOVATIVE ASSET ADVISORS GROUP
SHELTON, CT 06484
CRD#: 8218439
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DZ
Daniel ZapatkaINNOVATIVE ASSET ADVISORS GROUP

Professional summary

Daniel Zapatka is a registered financial advisor currently at INNOVATIVE ASSET ADVISORS GROUP located in Shelton, Connecticut.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Daniel has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Zapatka's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 1 Enterprise Drive, Suite 425, Shelton, CT 06484
RIA
CRD#: 336773
SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ASSET ADVISORS GROUP
INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA
Registered Investment Advisory firm - (6/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/29/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/16/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2025
Securities Industry Essentials Examination

Current Firm

IA
INNOVATIVE ASSET ADVISORS GROUP
INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA
Registered Investment Advisory firm - (6/24/2025 Approved)
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Contact information

Main Address
1 Enterprise Drive, Suite 425, Shelton, CT 06484
Mailing Address
Phone number
(203) 444-3599
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts290
AUM (Assets Under Management)$ 134,490,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INNOVATIVE ASSET ADVISORS GROUP

CRD#: 336773Shelton, CT 06484

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