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Cecilia Jane Thyen

DISTRIBUTION SERVICES
Chicago, IL
·CRD# 8217448·1 year experience

Professional Summary

Cecilia Jane Thyen, who also goes by Cecilia Thyen, is a registered financial advisor currently at DISTRIBUTION SERVICES, LLC located in Chicago, Illinois. Cecilia is registered as a RR (Registered Representative) and started their career in finance in 2026. Cecilia has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cecilia Thyen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
318 N Adams Street, Suite 1608, Chicago, IL 60606
July 14, 2026 - Present

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Current Firm

DS
DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: 8-42106
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
TAYLOR, GORDON BURDETTEVP, CHIEF COMPLIANCE OFFICER2990648

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/20/2026)
RR
Alaska
(8/20/2026)
RR
Arizona
(8/20/2026)
RR
Arkansas
(8/20/2026)
RR
California
(8/20/2026)
RR
Colorado
(8/20/2026)
RR
Connecticut
(8/20/2026)
RR
Delaware
(8/20/2026)
RR
District of Columbia
(8/20/2026)
RR
Florida
(8/20/2026)
RR
Georgia
(8/20/2026)
RR
Hawaii
(8/20/2026)
RR
Idaho
(8/20/2026)
RR
Illinois
(8/18/2026)
RR
Indiana
(8/20/2026)
RR
Iowa
(8/20/2026)
RR
Kansas
(8/20/2026)
RR
Kentucky
(8/20/2026)
RR
Louisiana
(8/20/2026)
RR
Maine
(8/20/2026)
RR
Maryland
(8/20/2026)
RR
Massachusetts
(8/20/2026)
RR
Michigan
(8/20/2026)
RR
Minnesota
(8/20/2026)
RR
Mississippi
(8/20/2026)
RR
Missouri
(8/20/2026)
RR
Montana
(8/20/2026)
RR
Nebraska
(8/20/2026)
RR
Nevada
(8/20/2026)
RR
New Hampshire
(8/20/2026)
RR
New Jersey
(8/20/2026)
RR
New Mexico
(8/20/2026)
RR
New York
(8/20/2026)
RR
North Carolina
(8/20/2026)
RR
North Dakota
(8/20/2026)
RR
Ohio
(8/20/2026)
RR
Oklahoma
(8/20/2026)
RR
Oregon
(8/20/2026)
RR
Pennsylvania
(8/20/2026)
RR
Rhode Island
(8/20/2026)
RR
South Carolina
(8/20/2026)
RR
South Dakota
(8/20/2026)
RR
Tennessee
(8/20/2026)
RR
Texas
(8/20/2026)
RR
Utah
(8/20/2026)
RR
Vermont
(8/20/2026)
RR
Virginia
(8/20/2026)
RR
Washington
(8/20/2026)
RR
West Virginia
(8/20/2026)
RR
Wisconsin
(8/20/2026)
RR
Wyoming
(8/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2026About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2026About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2026About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cecilia Jane Thyen's CRS (Customer Relationship Summary).

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