Arthur B. Mellin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Bernard Mellin was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1976. Arthur had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, PC, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2002 - March 9, 2017
MELLIN ASSET MANAGEMENT, INC.
January 14, 1993 - December 31, 2016
MELLIN SECURITIES, INC.
May 12, 1989 - February 3, 1993
FINANCIAL SQUARE PARTNERS
October 30, 1987 - May 22, 1989
HAMBRECHT & QUIST LLC
December 10, 1979 - September 11, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
April 4, 1978 - January 7, 1980
BLUNT ELLIS & LOEWI INCORPORATED
May 3, 1976 - April 4, 1978
BLUNT ELLIS & SIMMONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/6/2003
Limited Representative-Equity Trader ExamPC
Date: 6/8/1989
AMEX Put and Call ExamCurrent Firm
MELLIN ASSET MANAGEMENT, INC.
CRD#: 111884 / SEC#: 801-57865
Contact information
Red Flags
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