Lawrence E. Bullock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Edward Bullock, who also goes by Larry Bullock, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1976. Lawrence had worked at 9 firms and has passed the Series 65, Series 63, SIE, PC and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2015 - July 9, 2018
CORECAP INVESTMENTS, LLC
January 15, 2013 - August 3, 2020
CORECAP ADVISORS
August 1, 2012 - November 15, 2012
L.M. KOHN & COMPANY
July 27, 2012 - November 15, 2012
L.M. KOHN & COMPANY
September 24, 2010 - September 19, 2012
LEONARD & COMPANY
April 1, 1996 - August 22, 2012
LEONARD & COMPANY
February 27, 1996 - March 1, 1996
SAPERSTON FINANCIAL INC.
October 7, 1994 - January 12, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 15, 1990 - October 7, 1994
UBS FINANCIAL SERVICES INC.
March 24, 1981 - January 18, 1990
RONEY & CO. L.L.C.
August 23, 1978 - April 16, 1981
FIRST HERITAGE CORPORATION
June 3, 1977 - October 17, 1978
RONEY & CO. L.L.C.
April 23, 1976 - July 6, 1977
FIRST HERITAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 10/1/1977
AMEX Put and Call ExamCurrent Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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