Michael J. Searcy

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CRD#: 821456

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael John Searcy, CFP®, who also goes by Michael J Searcy, Mike Searcy, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Biography

Our Process

We start by asking the question: Where do you want to be?

This sparks a discussion that helps us uncover what means the most to you and the type of financial plan you need to get the most out of life. It also helps us uncover potential roadblocks and opportunities so we can meet them head on. While each client will experience our rigorously researched and implemented investment strategies, the other pieces of your financial plan are dictated by your choosing. We incorporate areas such as estate planning, college funding, generational wealth transfer, tax management, philanthropy and insurance strategies – all are available if and when you need them.

Don't worry about missing something. We meet regularly to keep up on what's happening in your life. Financial planning is a process, and we will continue to review and recalibrate your plan as your life evolves.


	Goals & Needs Discovery
	Obstacles & Opportunities
	Plan Presentation
	Plan Agreement & Implementation
	Review & Recalibration

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Business Succession Planning

Education Planning

Employee and Employer Plan Ben...

Tax Planning

Investment Planning

Estate Planning

Insurance Planning

Do you have an area of expertise or specialization?

Business Owners

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

Special Needs Planning

Are you a "fiduciary"?

Aliases

Michael J Searcy | Mike Searcy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSTITUTE FOR INTERNATIONAL MEDICINE; NOT INVESTMENT RELATED; 2340 E MEYER BLVD, BLD 1, SUITE 338, KANSAS CITY, MO 64132; TREASURER; 02/2022; PERIODICALLY MEETING APPROXIMATELY ONCE PER QUARTER. 2. FI360; NOT INVESTMENT RELATED; MEMBER OF EXTERNAL CERTIFICATION REVIEW COMMITEE; PERIODICALLY UNSPECIFIED TIME REQUIREMENT; HEAR APPEALS FROM CANDIDATES WHO'S APPLICATIONS HAVE BEEN DENIED. 3. ACTIVE INSURANCE LICENSE; NO TIME ALLOCATED; NO INSURANCE SALES PERFORMED. 4. VAD PROPERTIES LLC; PASSIVE REAL ESTATE INVESTMENT; MANAGING MEMBER; SINGLE RENTAL HOME OCCUPIED BY DISABLED DAUGHTER; NO TIME SPENT PER MONTH. 5.CAPRI CHRISTIAN CHURCH; NOT INVESTMENT RELATED; 111 E HILO ST, NAPLES FL, 34113; CHURCH; TREASURER AND CONGREGATION MEMBER; 40 HOURS PER MONTH; 14 HOURS DURING TRADING HOURS; OVERSEE FINANCIAL DEALINGS AND RECORDKEEPING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1981

Experience

Past

January 3, 2011 - January 13, 2025

ALLOS INVESTMENT ADVISORS, LLC

RIA

CRD#: 155541

OVERLAND PARK, KS

Past

January 21, 2003 - July 1, 2008

QA3 FINANCIAL CORP.

CRD#: 14754

OVERLAND PARK, KS

Past

December 12, 1989 - January 21, 2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

September 18, 1985 - December 15, 1989

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

April 25, 1985 - January 13, 2025

SEARCY FINANCIAL SERVICES, INC.

RIA

CRD#: 105807

Naples, FL

Past

January 2, 1982 - October 14, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 23, 1976 - December 10, 1981

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLOS INVESTMENT ADVISORS, LLC

CRD#: 155541 / SEC#: 801-72028

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/11/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/16/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/1985

General Securities Principal Examination

Current Firm

ALLOS INVESTMENT ADVISORS, LLC

CRD#: 155541 / SEC#: 801-72028

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

12980 Foster Street Suite 160, Overland Park, KS 66213

Mailing Address

Phone number

(913) 948-7788

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLOS INVESTMENT ADVISORS BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	745
AUM (Assets Under Management)	$ 59,841,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Searcy

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QA3 FINANCIAL CORP.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SENTRA SECURITIES CORPORATION

SEARCY FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

ALLOS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/1981

Series 7

Date: 12/17/1983

Series 1

Date: 4/16/1976

Series 24

Date: 3/25/1985

Current Firm

ALLOS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLOS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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